Hertfordshire County Council, together with HMS is committed to the highest standards of transparency, probity, integrity, and accountability. This procedure is intended to provide a mechanism for making serious allegations about standards, conduct, financial irregularity, or possible unlawful action. It does so in a way that will ensure confidentiality and protect those making such allegations in the reasonable belief that it is in the public interest to do so from being victimised, discriminated against, or disadvantaged. This procedure is intended to ensure that the County Council and HMS complies with its duty under the Public Interest Disclosure Act 1998.
The HCC Whistleblowing policy is available via this link; Whistleblowing Policy - HCC (hertfordshire.gov.uk) and a copy of the policy can be requested at any time from your line manager, or MusicHR@hertfordshire.gov.uk
Individuals employed or working in maintained schools should raise their concerns with the school using the school's own whistleblowing policy and reporting arrangements as a first contact, rather than directly with the County Council or HMS. If you, however, have a concern which you feel cannot be discussed with the management of the school or have good reason to consider that the complaint or disclosure will not be properly handled, then you may report concerns direct to the County Council (to a Reporting Officer – details below) or the prescribed regulator.
In respect of disclosures of serious misconduct or wrongdoing relating to safeguarding pupil’s / student’s or adults at risk and / or Special Educational Needs, the Council has a legal obligation to investigate and will do so irrespective of the status of the school.
If the concern relates to a child (pupil / student (protection issue, this should be reported to the Local Authority Designated Officer (LADO) and in line with the specific guidelines outlined in the school’s safeguarding policy.
Contact Details for Reporting Officers
In this procedure reference is made to Reporting Officers. The following County Council officers are Reporting Officers:
- The County Council’s Monitoring Officer (Director of Law and Governance)
- The Director of People
- The Head of Assurance Services
The contact details for the Reporting Officers are as follows:
The Monitoring Officer (Director of Law and Governance) - Quentin Baker
Postal Address: Room 212, County Hall, Hertford, SG13 8DE
Postal Point: CHO 241
Telephone: 01992 555527
Comnet: 25527
E-mail: whistle@hertfordshire.gov.uk
This is a dedicated e-mail address for whistleblowing complaints to which only the Monitoring Officer and their two nominated Deputy Monitoring Officers will have access.
There is also a confidential phone number to which whistleblowing complaints can be made. This number is 01992 555320 (25320).
Director of People – Richard Taylor
Postal Address: 1st Floor, Robertson House, Stevenage, SG1 2FQ
Postal Point:
Telephone:
Comnet:
E-mail: Richard.Taylor@hertfordshire.gov.uk
Head of Assurance Services - Chris P Wood
Postal Address:
Postal Point: SROB105
Telephone: 01438 845513
Comnet: 55513
E-mail: ChrisP.Wood@hertfordshire.gov.uk
The County Council's Employee Assistance Programme (EAP) is available to support and counsel whistle blowers or those considering using the Whistleblowing Procedure. While this service can provide useful support in what can be a difficult and worrying process, it cannot be used to make an allegation (the way to do this is set out in section 'Procedure for making an Allegation' below).
The EAP can be contacted on 0800 1116 387 any time or visit: www.my-eap.com username: Hertfordshire.
When an allegation of whistleblowing is made, this can be done orally or in written format (although oral allegations may be required to be put into writing for confirmation).
Please note – if you need to report / make an allegation of an incident within your school, you must follow your school’s whistleblowing policy, procedures, and points of contact.
When an allegation is made regarding a member of HMS staff, the first contact should be with one of the HMS Designated Safeguarding Lead team. When making a report, it is important that relevant information is provided including:
- The name of the person making the allegation and a contact point. It is much more difficult for the relevant investigating individual to pursue issues if allegations are made anonymously
- The background and history of the allegation (giving relevant dates and names and positions of those who may be able to have contributed to the allegation)
- The specific reason for the allegation.
Although someone making an allegation will not be expected to prove the truth of any allegations, they will need to provide information to the DDSL / Reporting Officer to establish that there are reasonable grounds for the allegation. The DDSL / Reporting Officer will record details of the allegation and within 5 working days of receipt of the allegation, inform the relevant Monitoring Officer in writing that the allegation has been made and forward to the Monitoring Officer copies of:
- The record of the allegation
- The acknowledgement of the allegation
- Any documents supplied by the whistle blower.
The DDSL / Reporting Officer will ask the whistle blower for their preferred means of communication and contact details and use these for all communications with the whistle blower in order to preserve confidentiality.
If you wish to make an allegation and want to remain anonymous from the DDSL, there is a dedicated e-mail address for whistleblowing complaints to which only the Monitoring Officer and their two nominated Deputy Monitoring Officers will have access: whistle@hertfordshire.gov.uk
There is also a confidential phone number to which whistleblowing complaints can be made. This number is 01992 555320.
HMS recognises that the decision to make an allegation can be a difficult one to make. However, whistle blowers who make serious allegations in the reasonable belief that it is in the public interest to do so should be reassured that they are doing their duty either to their employer and / or to those for whom they are providing a service. The County Council and HMS will take appropriate action to protect a whistle blower who makes a serious allegation in the reasonable belief that it is in the public interest to do so from any reprisals, harassment, or victimisation.
All allegations will be treated in confidence and every effort will be made to not reveal a whistle blower's identity unless the whistle blower otherwise requests or unless there is a legal requirement to do so. If the matter is subsequently dealt with through other HMS and County Council procedures, such as the Disciplinary Procedure, the whistle blower's identity may have to be revealed in accordance with that procedure if the matter is to be effectively dealt with. Similarly, if the allegation results in court proceedings, the whistle blower may have to give evidence in court if the case is to be successful. A Reporting Officer will not, without the whistle blower's consent, disclose the identity of a whistle blower to anyone other than another Reporting Officer or to a person who has been asked by a Reporting Officer to investigate the allegation. A Reporting Officer, who intends to ask another person to carry out an investigation, will, as far as is practicable, inform the whistle blower before disclosing the whistle blower's identity to the person to be asked to carry out the investigation. Any person asked to carry out an investigation by a Reporting Officer and to whom a whistle blower's identity has been disclosed, will not further disclose that identity to any person without the whistle blower's consent.
The Whistleblowing Advice Line (NSPCC) offers free advice and support to professionals with concerns about how child protection issues are being handled in their own or another organisation. If you think an organisation is putting children at risk, even if you're not certain, call the helpline to talk through your concerns on 0800 028 0285 or you can email them on: help@nspcc.org.uk